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Results International Group LLP is a limited liability partnership registered in England and Wales, registered number – OC317269. The registered office is 27 Soho Square, London, W1D3AY. Results International Group LLP is authorised and regulated by the Financial Conduct Authority.
BUSINESS CONTINUITY PLAN
In the United States, Results International conduct business through an affiliate, GroupArgent Securities, LLC. GroupArgent Securities prepares, and always maintain a current Business Continuity Plan (“BCP”) in compliance with FINRA Rule 3510. This document outlines GroupArgent Securities plans to continue business and meet our existing obligations to customers in the event of a Significant Business Disruption (“SBD”). The BCP is summarized below:
Our firm’s policy is to respond to a SBD by safeguarding employees’ lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, protecting all of the firm’s books and records, and allowing our customers to transact business.
We will make every reasonable effort to meet our obligations to customers at all times.
Our plan anticipates two kinds of SBD’s, internal and external. Internal SBD’s affect only our firm’s ability to communicate and do business, such as a fire in our building. External SBD’s prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a city flood, or a wide-scale, regional disruption. Our response to an external SBD relies more heavily on other organizations and systems, especially on the capabilities of our clearing firm.
In the event that we determine we are unable to continue the normal conduct of our business, due to any of the scenarios described above or any other circumstances, we will enact our BCP in order to assure customers prompt access to their funds and securities. Our BCP outlines the back-up facilities and arrangements that will be utilized in these circumstances.